Susan M. Weschler, Operations Manager for Compass Securities Corporation, has passed the FINRA Series 24 General Securities Principal Exam. This examination qualifies individuals required to register as a general securities principal in order to manage or supervise the member’s investment banking or securities business for corporate securities, direct participation programs, and investment company products/variable contracts.
Susan has been a valued employee of Compass since 1991. A graduate of The University of Connecticut, Ms. Weschler has experience working with top producers at a major NYSE brokerage firm, and in a financial planning firm which offered services to Boston-area top executives. Susan acts as chief trader for Compass, handles many aspects of daily activities including licensing, registrations, and commissions.
Please join us in congratulating Susan on this achievement!